Ethics and Professional Conduct SQE1 Revision Checklist
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SQE 1 Topics
Sub Topic
Corresponding Chapter
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The purpose, scope and content of the SRA Principles
Chapter 1
The purpose, scope and content of the Code of Conduct
SRA Code of Conduct for Solicitors, RELs and RFLs
Chapter 2, Pages 28–72
SRA Code of Conduct for Firms in relation to Managers in authorised firms
Chapter 2, Pages 72–73
SRA Code of Conduct for Firms in relation to Compliance Officers
Chapter 2, Pages 73–75
Ethics and Professional Conduct will be assessed pervasively across both SQE1 assessments (FLK1 and FLK2). As a result, candidates may be assessed on an ethical or conduct issue in any subject area featured on SQE1. Please use the following table to assist you with your preparations for the pervasive nature of ethics and professional conduct.
Ethics and Professional Conduct in Dispute Resolution (FLK1)
Application of the SRA Principles to Dispute Resolution
Chapter 3
Application of the SRA Code of Conduct to Dispute Resolution
Chapter 3
Ethics and Professional Conduct in Business Law and Practice (FLK1)
Application of the SRA Principles to Business Law and Practice
Chapter 4
Application of the SRA Code of Conduct to Business Law and Practice
Chapter 4
Ethics and Professional Conduct in Criminal Law and Practice (FLK2)
Application of the SRA Principles to Criminal Law and Practice
Chapter 5
Application of the SRA Code of Conduct to Criminal Law and Practice
Chapter 5
Ethics and Professional Conduct in Wills and the Administration of Estates (FLK2)
Application of the SRA Principles to Wills and the Administration of Estates
Chapter 6
Application of the SRA Code of Conduct to Wills and the Administration of Estates
Chapter 6
Ethics and Professional Conduct in Property Practice (FLK2)
Ethics and Professional Conduct in Property Practice (FLK2)
Chapter 7
Application of the SRA Code of Conduct to Property Practice
Chapter 7
Ethics and Professional Conduct in Solicitors’ Accounts (FLK2)
Application of the SRA Principles to Solicitors’ Accounts
Chapter 8
Application of the SRA Code of Conduct to Solicitors’ Accounts
Chapter 8